Audit Compliance Regulatory Services
We provide you with all the tasks / processes you need to have implemented to ensure audit and compliance comfort:
- Full Audit Trail Documentation Service – independent collection of supporting documents / documentation of all executed controls.
- Coordination annual audits with external / internal auditors
- Financial Statements Preparation Services
- Preparation of Annual / Interim / Quarterly un-audited financial statements
- Condensed Schedule of Investments
- Numerical calculations for footnote disclosures
- We draft footnote disclosures based on our technical knowledge, subject to the fund documentation information made available to us by the client
- We leverage the accounting data that we process in our clients’ accounting systems
- We co-ordinate with the client’s administrators for the required accounting data
- We co-ordinate with the client’s external / internal auditors to finalize the FS
- Compliance controls / reporting – documentation of policies and procedures
- Validating AML/KYC checks for service providers, clients and financial intermediaries by conducting detailed background checks and ensuring that the documentation is in line with current regulatory requirements.
- Regulatory reporting – creation of specific, pre-defined reporting requirements e.g. CPO / Form PF etc