Audit Compliance Regulatory Services

Services

Audit Compliance Regulatory Services

Audit Checklist
We provide you with all the tasks / processes you need to have implemented to ensure audit and compliance comfort:

  • Full Audit Trail Documentation Service – independent collection of supporting documents / documentation of all executed controls.
  • Coordination annual audits with external / internal auditors
  • Financial Statements Preparation Services
    • Preparation of Annual / Interim / Quarterly un-audited financial statements
    • Condensed Schedule of Investments
    • Numerical calculations for footnote disclosures
    • We draft footnote disclosures based on our technical knowledge, subject to the fund documentation information made available to us by the client
    • We leverage the accounting data that we process in our clients’ accounting systems
    • We co-ordinate with the client’s administrators for the required accounting data
    • We co-ordinate with the client’s external / internal auditors to finalize the FS
  • Compliance controls / reporting – documentation of policies and procedures
  • Validating AML/KYC checks for service providers, clients and financial intermediaries by conducting detailed background checks and ensuring that the documentation is in line with current regulatory requirements.
  • Regulatory reporting – creation of specific, pre-defined reporting requirements e.g. CPO / Form PF etc

Like to know more about how we can help you? Call now (India) +91 22 66071900; (Switzerland) +41 796 151926. Or Email.